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Author: Don Obrien

CFTC Spoofing Enforcement (Video) – Finance and Banking



United States:

CFTC Spoofing Enforcement (Video)


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Continuing their discussion relating to spoofing and disruptive
trading practices, Mayer Brown partners Matt Kluchenek and Glen
Kopp discuss the Commodity Futures Trading Commission’s (CFTC)
spoofing enforcement program. The CFTC continues to fire on all
cylinders in investigating alleged spoofs, manipulations and
disruptive trading activities. As Matt and Glen discuss, no
abatement in activity appears to be on the horizon, and they also
share their thoughts on trends in spoofing
enforcement.  

At the Crossroads: CFTC and DOJ Enforcement is a
video series hosted by Matt and Glen. Each episode, they discuss a
topic at the intersection of enforcement by the CFTC and the DOJ.
The goal: to help legal and compliance departments protect their
organizations in an increasingly rigorous regulatory
environment.

View our past episodes here.


https://www.youtube.com/watch?v=FSjwjOl9IT4?rel=0&showinfo=0self

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This
Mayer Brown
article provides information and comments on legal
issues and developments of interest. The foregoing is not a
comprehensive treatment of the subject matter covered and is not
intended to provide legal advice. Readers should seek specific
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discussed herein.

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